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Jun 5, 2026

Newsworthy SEC filings briefed on Jun 5, 2026.

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maRMSL

RemSleep Holdings changes control; Ontario firm acquires preferred shares

RemSleep Holdings Inc. ·

On May 26, 2026, RemSleep Holdings' board acknowledged stock purchase agreements resulting in a change of control. 1000152403 ONTARIO INC acquired 8,000,000 preferred shares (80% of preferred control) from Roman Israel Wood and 1,500,000 preferred shares (20% of preferred control) from Anita L. Michaels in private, all-cash transactions, assuming approximately $300,000 in debt and obligations. Wood also sold 40,000,000 restricted common shares to Miro Zecevic under Rule 144.

going_concernAMS

AMS Credit Agreement Events of Default Triggered; Lender Increases Interest Rate

AMERICAN SHARED HOSPITAL SERVICES ·

American Shared Hospital Services and its co-borrowers received notice on May 29, 2026 from Fifth Third Bank of multiple events of default under their April 9, 2021 Credit Agreement, including failure to maintain a $5,000,000 minimum cash covenant as of September 30, 2025, non-compliance with debt ratios as of December 31, 2025, failure to deliver a compliance certificate for Q1 2026, and failure to pay term loan obligations on April 9, 2026. The lender has increased the interest rate on advances by two percent per annum (the Default Rate) and reserves the right to accelerate all payment obligations; the company stated it lacks sufficient cash to satisfy accelerated obligations if the lender exercises that right.

delistingSOAR

Volato receives NYSE American approval of compliance plan; has until December 17, 2026

Volato Group, Inc. ·

Volato Group received notice on June 3, 2026 that NYSE American has accepted its compliance plan, granting the company until December 17, 2026 to regain compliance with continued listing standards. The company was notified on March 17, 2026 that it violated Sections 1003(a)(i) and 1003(a)(ii) of the NYSE American Company Guide due to a stockholders' deficit as of December 31, 2025 and losses in three of its four most recent fiscal years. The stock will continue trading on NYSE American under ticker SOAR during the compliance period, subject to the company's adherence to the plan and other listing standards.

delistingSMID

Smith-Midland receives Nasdaq non-compliance notice over late 10-Q filing

SMITH MIDLAND CORP ·

Smith-Midland Corporation received a notice from Nasdaq on May 29, 2026, stating the company failed to comply with Listing Rule 5250(c)(1) by not timely filing its Form 10-Q for the quarter ended March 31, 2026. The delay stems from the unanticipated resignation of a key accounting staff member that disrupted the quarter-end close process. The notice has no immediate effect on the company's listing on The NASDAQ Capital Market, but if the 10-Q is not filed by July 28, 2026, Smith-Midland intends to submit a compliance plan to Nasdaq.

delistingVEEA

Veea loses independent director; falls out of Nasdaq governance compliance

VEEA INC. ·

Veea Inc. notified Nasdaq on June 2, 2026, that it no longer meets independent director requirements after the passing of board member Douglas Maine on June 1, 2026. The company's six-member board now has only three independent directors, falling short of Nasdaq rules for board composition and committee staffing. Nasdaq granted a cure period extending until the earlier of the company's next annual shareholder meeting or May 31, 2027 (or November 27, 2026 if that meeting occurs before then); the stock remains listed pending compliance restoration.

restatementGURE

Gulf Resources to restate fiscal 2024 and 2025 filings over building asset classification

GULF RESOURCES, INC. ·

Gulf Resources said on June 1, 2026 that it will amend its fiscal year 2024 Form 10-K and quarterly reports for Q1, Q2, and Q3 2025 to restate disclosures related to buildings without ownership certificates. The company will reclassify these assets from fixed assets to right-of-use assets under ASC 842 Leases based on underlying lease agreements. The restatement affects fiscal years 2023 and 2024 and all quarterly periods in 2025; the company has delayed filing its 2025 Form 10-K and Q1 2026 10-Q and issued a Form 12b-25 notice of late filing.

officer_changeXPL

Solitario Resources appoints Sadler, Gibb & Associates as auditor after Assure merger

SOLITARIO RESOURCES CORP. ·

Solitario Resources Corp. announced on June 3, 2026 that Assure CPA, LLC, its independent registered public accounting firm, merged into Sadler, Gibb & Associates pursuant to an asset purchase agreement on June 2, 2026. As a result, Assure resigned and the Audit Committee appointed Sadler as the company's new independent registered public accounting firm. Assure's audit reports for fiscal years 2025 and 2024 contained no adverse opinions, disclaimers, or qualifications.

delistingABPO

Abpro Holdings delisted from Nasdaq after failing equity standard compliance

Abpro Holdings, Inc. ·

On May 28, 2026, the Nasdaq Listing and Hearing Review Council affirmed a decision to delist Abpro Holdings' securities from Nasdaq because the company failed to meet the minimum equity standard requirement under Nasdaq Listing Rule 5550(b)(1) by the February 16, 2026 deadline set by the Nasdaq Hearings Panel on November 10, 2025. The company's common stock (symbol ABP) and public warrants (symbol ABPWW) are expected to continue trading on the OTC Pink Market, though with reduced liquidity, transparency, and increased volatility.