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Jun 6, 2026

Newsworthy SEC filings briefed on Jun 6, 2026.

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maBBGI

Beasley Broadcast amends charter to enable debt-to-equity conversion

BEASLEY BROADCAST GROUP INC ·

Beasley Broadcast Group amended its certificate of incorporation on June 4, 2026, to implement governance provisions tied to an Amended and Restated Transaction Support Agreement with certain debtholders dated April 27, 2026. The amendments establish conditions for conversion of $98,475,254 in aggregate principal amount of 10.000% Senior Secured Second Lien PIK Notes due 2027 into Class A and Class B Common Stock, with conversion rights exercisable by majority holders on or after December 31, 2027, or upon an Event of Default, subject to FCC approval. The Equity Conversion would result in conversion shares representing 95% of fully diluted equity (or reduced percentages depending on cash repayment levels), triggering a potential change of control.

delistingREFR

Research Frontiers receives Nasdaq deficiency notices for bid price and market value

RESEARCH FRONTIERS INC ·

Research Frontiers Incorporated received two deficiency notification letters from Nasdaq on June 2, 2026, stating the company failed to meet the $1.00 minimum bid price requirement and the $35 million minimum Market Value of Listed Securities requirement for continued listing on The Nasdaq Capital Market. The company has 180 calendar days until November 30, 2026, to regain compliance with both requirements; trading of its common stock under ticker REFR will continue during the compliance period.

officer_changeNGLD

Nevada Canyon Gold Corp. replaces auditor after Assure CPA merges into Sadler Gibb

Nevada Canyon Gold Corp. ·

Nevada Canyon Gold Corp. disclosed on June 3, 2026 that Assure CPA, LLC, its independent registered public accounting firm, merged into Sadler, Gibb & Associates pursuant to an asset purchase agreement, causing Assure to cease operations and resign. The Audit Committee approved the engagement of Sadler, Gibb & Associates as the new independent registered public accounting firm on June 4, 2026. Assure's audit reports for fiscal years 2025 and 2024 contained no adverse opinions, disclaimers, or qualifications, and there were no disagreements or reportable events during the covered period.

delistingRIBB

Nasdaq notifies Ribbon Acquisition Corp. of delisting determination over unpaid fees

Ribbon Acquisition Corp. ·

Ribbon Acquisition Corp. received notice on June 4, 2026 from Nasdaq's Listing Qualifications Department that the company will be delisted due to failure to pay required listing fees totaling $75,000 under Nasdaq Listing Rule 5250(f). The company intends to appeal the determination to a Hearings Panel by the June 11, 2026 deadline; the appeal request carries a $20,000 fee and will automatically stay the delisting pending the panel's decision.

officer_changeSRGZ

Star Gold Corp. Changes Auditor to Sadler Gibb & Associates Following Assure CPA Merger

Star Gold Corp. ·

Star Gold Corp. disclosed that Assure CPA, LLC, its independent registered public accounting firm, merged into Sadler, Gibb & Associates, LLC on June 3, 2026, and resigned as auditor. The Audit Committee approved engagement of Sadler, Gibb & Associates, LLC as the new independent registered public accounting firm for the fiscal year ending April 30, 2026 on June 4, 2026. Assure CPA's prior audit reports for fiscal years 2024 and 2025 contained explanatory paragraphs expressing substantial doubt about the company's ability to continue as a going concern, but contained no adverse opinions, disclaimers, or qualified opinions on other matters.

officer_changeLCTC

Lifeloc Technologies' auditor Assure CPA resigns due to asset sale to Sadler Gibb

Lifeloc Technologies, Inc ·

Assure CPA, LLC resigned as Lifeloc Technologies' independent registered public accounting firm effective June 3, 2026, following the sale of substantially all of Assure's assets to Sadler Gibb & Associates, LLC and Assure's cessation of public accounting operations. The professionals who served Lifeloc at Assure have continued in their roles at Sadler Gibb. Assure's audit reports for fiscal years ended December 31, 2025 and December 31, 2024 contained no adverse opinions, disclaimers, or qualifications, and there were no disagreements or reportable events during the period.

delistingDRVN

Driven Brands receives Nasdaq notice of non-compliance over delayed Q1 10-Q filing

Driven Brands Holdings Inc. ·

Driven Brands Holdings Inc. received a notice from Nasdaq on June 1, 2026, indicating the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to delayed filing of its Quarterly Report on Form 10-Q for the quarter ended March 28, 2026. The filing delay stems from a restatement of prior-period financial statements and associated delay in filing the 2025 Form 10-K (filed May 19, 2026). The company has until July 31, 2026, to submit a plan of compliance and up to November 25, 2026, to regain compliance; the notice has no immediate effect on listing or trading of the company's common stock.

delistingARAI

Arrive AI receives Nasdaq deficiency notice for minimum bid price rule breach

Arrive AI Inc. ·

Arrive AI Inc. received a deficiency letter from Nasdaq on June 2, 2026, notifying the company that its common stock closing bid price fell below the required $1.00 minimum for 30 consecutive business days, violating Nasdaq Listing Rule 5450(a)(1). The company has until November 30, 2026, a 180-calendar-day compliance period, to regain compliance by achieving a closing bid price of at least $1.00 per share for a minimum of ten consecutive business days. If non-compliant by the deadline, Nasdaq may grant a second 180-day compliance period provided the company meets other continued listing standards; failure to regain compliance within any allotted period could result in delisting, subject to appeal rights.

officer_changeBASA

Basanite terminates auditor Hudgens CPA after firm's unannounced PCAOB withdrawal

BASANITE, INC. ·

Basanite Inc. terminated its independent registered public accounting firm Hudgens CPA, PLLC on June 2, 2026, after discovering the firm had withdrawn from the PCAOB as of November 2025 without notifying the company. The company had no communications with Hudgens since November 2025. Hudgens' prior audit reports for fiscal years ended December 31, 2024 and December 31, 2023 contained no adverse opinions, disclaimers, qualifications, or modifications.