Topic
Newsworthy listing deficiencies from recent SEC filings, briefed from primary sources.
23 stories
MaxCyte received notice on June 10, 2026, from Nasdaq that the company has regained compliance with the minimum bid price requirement under Listing Rule…
ESS Tech received written notice from the New York Stock Exchange on June 9, 2026, that the company failed to satisfy the continued listing standard under…
Celularity received notice from Nasdaq on June 9, 2026, that its market value of listed securities fell below the $35 million minimum required for continued…
Laser Photonics Corporation received written notice on June 12, 2026 from Nasdaq confirming that it has regained compliance with Listing Rule 5250(c)(1)…
La Rosa Holdings Corp. received two separate notices of noncompliance from Nasdaq on June 10, 2026.
Cyabra received notices on June 9, 2026 from Nasdaq indicating non-compliance with two listing rules: failure to maintain a minimum Market Value of Publicly…
Wellgistics Health received a deficiency notice from Nasdaq on April 13, 2026 after reporting stockholders equity of $(12,447,801) as of December 31, 2025…
BioCardia received notice on April 10, 2026 that its stockholders equity had fallen below the $2.5 million minimum required by Nasdaq Listing Rule 5550(b)(1).
OFA Group received notice from Nasdaq on June 9, 2026, granting a second 180-calendar-day compliance period through December 7, 2026, to regain compliance…
Adagio Medical Holdings received a notice from Nasdaq on June 12, 2026, that its common stock fell below the minimum bid price requirement of $1.00 per share…
MicroVision submitted an application on June 12, 2026 to transfer its common stock listing from The Nasdaq Global Market to The Nasdaq Capital Market.
YHN Acquisition I Limited received a notification letter from Nasdaq on June 10, 2026 stating the company does not meet the minimum total holders requirement…
Professional Diversity Network, Inc. received written notification from Nasdaq on June 5, 2026, that it was not in compliance with Nasdaq Listing Rule…
Jasper Therapeutics received written notice from Nasdaq on June 3, 2026, that its voting common stock bid price had closed below the $1.00 per share minimum…
Eureka Acquisition Corp received a notification on June 5, 2026 from The Nasdaq Stock Market's Listing Qualifications Department granting an extension through…
Vivos Therapeutics received a notice on June 5, 2026 from Nasdaq indicating noncompliance with the minimum closing bid price requirement of $1.00 per share…
aTyr Pharma received notice on June 3, 2026 that it has until November 30, 2026 to regain compliance with Nasdaq's minimum bid price requirement of $1.00 per…
Arrive AI Inc. received a deficiency letter from Nasdaq on June 2, 2026, notifying the company that its common stock failed to maintain the required minimum…
Driven Brands Holdings Inc. received a notice from Nasdaq on June 1, 2026, stating that the company is not in compliance with Nasdaq Listing Rule 5250(c)(1)…
Research Frontiers Incorporated received two deficiency notification letters from Nasdaq on June 2, 2026, for failing to meet the $1.00 minimum bid price…
Smith-Midland Corporation received a notice from Nasdaq on May 29, 2026, stating it is not in compliance with Nasdaq Listing Rule 5250(c)(1) for failing to…
Veea Inc. notified Nasdaq on June 2, 2026, that it fell out of compliance with three independent director requirements after board member Douglas Maine passed…
Volato Group received notice on June 3, 2026 that NYSE American LLC has accepted the company's compliance plan submitted April 16, 2026.