Dominari Holdings Inc.
Business
Dominari Holdings Inc. is a financial services holding company that owns and operates Dominari Securities LLC, a FINRA-registered broker-dealer and SEC-registered investment adviser. The company provides wealth management, investment banking, sales & trading, asset management, and insurance services to high-net-worth individuals, families, and institutional clients. Dominari also operates alternative investment vehicles through subsidiary managers and co-manages insurance partnerships, serving clients through multiple service lines and geographic markets.
Summary from 10-K filed 2026-03-31
Financials
Consolidated Statement of Income
| Concept | Trend | FY 2025 2025-12-31 | FY 2024 2024-12-31 | FY 2023 2023-12-31 | FY 2022 2022-12-31 | FY 2021 2021-12-31 |
|---|---|---|---|---|---|---|
| Underwriting services | 79 | 11 | — | — | — | |
| Carried interest | 23 | — | — | — | — | |
| Commissions | 20 | 6 | — | — | — | |
| Interest income | 1 | 666,000 | — | — | — | |
| Principal transactions | −872,000 | 2 | — | — | — | |
| Other revenue | 1 | 720,000 | 36,000 | 64,000 | 135,000 | |
| Total revenue | 123 | 21 | 2 | — | — | |
| Compensation and benefits | 145 | 22 | — | — | — | |
| Advisory fees | 21 | 116,000 | — | — | — | |
| Legal fees | 3 | 722,000 | — | — | — | |
| Professional and consulting fees | 3 | 3 | — | — | — | |
| Other expenses | 7 | 4 | — | — | — | |
| Total operating expenses | 179 | 30 | 24 | 14 | 9 | |
| Loss from operations | −56 | −9 | −22 | −14 | −9 | |
| Other income | 10,000 | 86,000 | 36,000 | — | — | |
| Interest income | 65,000 | 293,000 | 716,000 | 687,000 | 252,000 | |
| Gain on marketable securities, net | 42 | 3 | 630,000 | — | — | |
| Realized and unrealized gain (loss) on notes receivable, net | 221,000 | −2 | −3 | — | — | |
| Change in carrying value of investments | — | −7 | 780,000 | −3 | — | |
| Total other income (expenses) | 43 | −6 | −1 | −8 | 2 | |
| Net loss before income tax expense | −13 | −15 | — | — | — | |
| Provision for income taxes | 7 | — | — | — | — | |
| Net loss | −20 | −15 | — | — | — | |
| Less: Net income attributable to non-controlling interests | 2 | — | — | — | — | |
| Net loss attributable to common stockholders of Dominari Holdings Inc. | −22 | −15 | −23 | −22 | −7 | |
| Basic (in Dollars per share) | −1.57 | −2.38 | −4.38 | −4.91 | −1.48 | |
| Diluted (in Dollars per share) | −1.57 | −2.38 | −4.38 | −4.91 | −1.48 | |
| Basic (in Shares) | 14 | 6 | 5 | 5 | 5 | |
| Diluted (in Shares) | 14 | 6 | 5 | 5 | 5 |
Consolidated Balance Sheet
| Concept | Trend | FY 2025 2025-12-31 | FY 2024 2024-12-31 | FY 2023 2023-12-31 | FY 2022 2022-12-31 | FY 2021 2021-12-31 |
|---|---|---|---|---|---|---|
| Cash and cash equivalents | 34 | 4 | 3 | 33 | 66 | |
| Marketable securities | 47 | 4 | — | — | — | |
| Securities owned | 10 | 2 | — | — | — | |
| Receivable from clearing brokers | 4 | 17 | 8 | — | — | |
| Long-term equity investments | 12 | 12 | — | — | — | |
| Loans to employees | 2 | 2 | — | — | — | |
| Right-of-use assets | 3 | 3 | 3 | 919,000 | — | |
| Notes receivable | — | 902,000 | — | — | — | |
| Prepaid expenses and other assets | 2 | 2 | — | — | — | |
| Total assets | 113 | 47 | 58 | 76 | 103 | |
| Accounts payable and accrued expenses | 611,000 | 919,000 | — | — | — | |
| Accrued compensation and commissions | 18 | 2 | — | — | — | |
| Accrued dividends payable | 10 | — | — | — | — | |
| Contract liabilities | 5 | 1 | — | — | — | |
| Lease liability | 3 | 3 | — | — | — | |
| Income taxes payable | 7 | — | — | — | — | |
| Other liabilities | 173,000 | 157,000 | — | — | — | |
| Total liabilities | 44 | 7 | 5 | 2 | 1 | |
| Preferred stock, value | — | — | — | — | — | |
| Common stock, $0.0001 par value, 100,000,000 shares authorized; 16,067,435 and 7,037,022 shares issued as of December 31, 2025 and 2024, respectively; 16,067,435 and 6,976,874 shares outstanding as of December 31, 2025 and 2024, respectively | — | — | — | — | — | |
| Additional paid-in capital | 338 | 264 | 262 | 263 | 266 | |
| Treasury stock, as of cost, 0 shares and 60,148 shares as of December 31, 2025 and 2024, respectively | — | −501,000 | −501,000 | −3 | −264,000 | |
| Accumulated deficit | −268 | −223 | −209 | −186 | −164 | |
| Total stockholders equity | 69 | 40 | 53 | — | — | |
| Total liabilities and stockholders equity | 113 | 47 | 58 | 76 | 103 |
Consolidated Statement of Cash Flows
| Concept | Trend | FY 2025 2025-12-31 | FY 2024 2024-12-31 | FY 2023 2023-12-31 | FY 2022 2022-12-31 | FY 2021 2021-12-31 |
|---|---|---|---|---|---|---|
| Amortization of right-of-use assets | 223,000 | 391,000 | 359,000 | — | — | |
| Depreciation | 105,000 | 105,000 | 83,000 | — | — | |
| Change in carrying value of long-term investment | — | 7 | — | — | — | |
| Non-cash underwriting revenues | −27 | −176,000 | — | — | — | |
| Non-cash commission expense | 20 | — | — | — | — | |
| Stock-based compensation employees | 34 | 2 | 3 | 1 | 314,000 | |
| Stock-based compensation advisors | 21 | — | — | — | — | |
| Realized gain on marketable securities | −345,000 | −6 | 1 | 1 | — | |
| Unrealized (gain) loss on marketable securities | −42 | 3 | −1 | 5 | 3 | |
| Unrealized (gain) loss on securities owned | −2 | −1 | — | — | — | |
| Prepaid expenses and other assets | −451,000 | −122,000 | −406,000 | −215,000 | −227,000 | |
| Receivable from clearing brokers | 13 | −10 | −4 | — | −155,000 | |
| Accounts payable and accrued expenses | −309,000 | −117,000 | — | — | — | |
| Accrued compensation and commissions | 16 | 2 | −1 | — | — | |
| Contract liabilities | 3 | 1 | — | — | — | |
| Right of use asset and liability, net | −198,000 | −410,000 | −88,000 | 31,000 | — | |
| Income taxes payable | 7 | — | — | — | — | |
| Securities owned | 441,000 | −2 | — | — | — | |
| Other liabilities | 91,000 | 135,000 | −99,000 | — | — | |
| Notes receivable, at fair value - net interest accrued | −21,000 | 57,000 | −122,000 | −600,000 | −252,000 | |
| Net cash provided by (used in) operating activities | 23 | −17 | −22 | −11 | −7 | |
| Purchase of marketable securities | −18 | −6 | −34 | −27 | — | |
| Sale of marketable securities | 18 | 21 | 28 | 29 | 103 | |
| Collection of principal on note receivable | 1 | 1 | 1 | — | — | |
| Loans to employees | — | −2 | −107,000 | — | — | |
| Purchase of long-term investments | — | −150,000 | — | — | — | |
| Redemption of long-term investments | 538,000 | 4 | — | — | — | |
| Collection of loans to employees | 383,000 | 240,000 | — | — | — | |
| Net cash provided by investing activities | 2 | 18 | −7 | −15 | −9 | |
| Cash paid for Dividends | −12 | — | — | — | — | |
| Distributions to non-controlling interest | −2 | — | — | — | — | |
| Cash from issuance common stock, net of offering cost | 14 | — | — | — | 78 | |
| Cash from issuance common stock for exercised warrants | 6 | — | — | — | 84,000 | |
| Net cash provided by financing activities | 5 | — | −939,000 | −7 | 78 | |
| Net increase in cash and cash equivalents | 30 | 1 | −30 | — | 63 | |
| Cash paid for interest and taxes | 485,000 | 9,000 | 1 | — | — | |
| Transfer from long-term investment to marketable securities | — | 1 | — | — | — | |
| Right-to-use assets established | 228,000 | — | — | — | — | |
| Operating lease liabilities established | 228,000 | — | — | — | — |
Filings
Material Events
Insiders
Institutional Holders
Frequently asked questions
What is Dominari Holdings Inc.'s CIK number?
Dominari Holdings Inc.'s SEC CIK number is 0000012239 (12239). The CIK (Central Index Key) is the permanent identifier the SEC assigns to every EDGAR filer — unlike a ticker symbol, it never changes.
Where can I find Dominari Holdings Inc.'s SEC filings?
All of Dominari Holdings Inc.'s EDGAR filings — 10-K annual reports, 10-Q quarterly reports, 8-K material events, and insider transactions — are listed on this page, sourced live from SEC EDGAR.
When did Dominari Holdings Inc. last report earnings?
Dominari Holdings Inc. (DOMH) most recently filed an earnings 8-K with the SEC on Mar 31, 2026, furnishing its results under Item 2.02 (Results of Operations and Financial Condition). The earnings press release is attached to that filing (accession 0001213900-26-036958). This is Dominari Holdings Inc.'s most recent earnings filing of record — not a forecast of its next earnings date.
What is Dominari Holdings Inc.'s most recent earnings 8-K?
Dominari Holdings Inc.'s latest earnings 8-K (Item 2.02) was filed Mar 31, 2026 under accession 0001213900-26-036958. It carries the quarterly or annual earnings press release — the earliest official, SEC-filed version of the results.
View Dominari Holdings Inc.'s latest earnings 8-K →
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