TD AMERITRADE HOLDING CORP

Delisted

CIK 0001173431Large AcceleratedSecurity Brokers, Dealers & Flotation CompaniesDelawareFY ends Sep 30

Period

FY 2019

Revenue

—

Net Income

$2.21B

Total Assets

$43.79B

Equity

$8.70B

Shares Out

540.94M

Op. Cash Flow

$7.62B

Business

TD AMERITRADE HOLDING CORP is a former operating company in Security Brokers, Dealers & Flotation Companies, incorporated in Delaware. Securities are no longer actively traded on a major U.S. exchange.

Auto-generated from company profile

Financials

Consolidated Statement of Income

Year Ended · In millions, except per-share amounts

Concept	FY 2019 2019-09-30	FY 2018 2018-09-30	FY 2017 2017-09-30	FY 2016 2016-09-30	FY 2015 2015-09-30
Commissions and transaction fees	2,002	1,969	1,384	1,372	1,401
Bank deposit account fees	1,717	1,541	1,107	—	—
Net interest revenue	1,533	1,272	690	595	622
Investment product fees	586	557	423	374	334
Total asset-based revenues	3,836	3,370	2,220	1,895	1,795
Other revenues	178	113	72	—	—
Net revenues	6,016	5,452	3,676	3,327	3,247
Employee compensation and benefits	1,322	1,555	962	839	807
Clearing and execution costs	209	189	149	136	148
Communications	155	179	131	137	125
Occupancy and equipment costs	267	302	181	171	163
Depreciation and amortization	148	142	102	92	91
Amortization of acquired intangible assets	125	141	79	86	90
Professional services	294	303	260	178	159
Advertising	298	293	254	260	248
Other	197	350	92	110	91
Total operating expenses	3,015	3,454	2,210	2,009	1,922
Operating income	3,001	1,998	1,466	1,318	1,325
Interest on borrowings	144	99	71	53	43
Gain on business-related divestiture	−60	0	0	—	—
Loss on sale of investments	0	11	0	—	—
Other, net	−12	1	1	—	—
Total other expense (income)	72	111	72	53	37
Pre-tax income	2,929	1,887	1,394	1,265	1,288
Provision for income taxes	721	414	522	423	475
Net income	2,208	1,473	872	842	813
Earnings per share - basic (in usd per share)	3.98	2.6	1.65	1.59	1.5
Earnings per share - diluted (in usd per share)	3.96	2.59	1.64	1.58	1.49
Weighted average shares outstanding - basic (in shares)	555	567	529	531	543
Weighted average shares outstanding - diluted (in shares)	557	569	531	534	547

Consolidated Balance Sheet

As of · In millions, except per-share amounts

Concept	FY 2019 2019-09-30	FY 2018 2018-09-30	FY 2017 2017-09-30	FY 2016 2016-09-30	FY 2015 2015-09-30
Cash and cash equivalents	2,852	2,690	1,472	1,855	1,978
Cash and investments segregated and on deposit for regulatory purposes	8,684	3,185	10,446	8,729	6,305
Receivable from brokers, dealers and clearing organizations	2,439	1,374	1,334	1,190	862
Receivable from clients, net	20,618	22,616	17,151	11,941	12,770
Receivable from affiliates	112	151	137	106	—
Other receivables, net	305	304	174	160	144
Securities owned, at fair value	532	156	503	331	425
Investments available-for-sale, at fair value	1,668	484	746	—	—
Property and equipment at cost, net	837	792	752	526	521
Goodwill	4,227	4,227	4,213	2,467	2,467
Acquired intangible assets, net	1,204	1,329	1,470	575	661
Other assets	308	249	229	181	149
Total assets	43,786	37,520	38,627	28,818	26,375
Payable to brokers, dealers and clearing organizations	3,308	2,980	2,504	2,040	2,707
Payable to clients	27,067	22,884	25,107	19,055	16,035
Accounts payable and other liabilities	884	896	815	565	637
Payable to affiliates	5	45	109	9	—
Other borrowings	0	96	—	—	—
Long-term debt	3,594	2,439	2,555	1,817	1,800
Deferred income taxes	228	186	—	—	—
Total liabilities	35,086	29,517	31,380	23,767	21,472
Preferred stock, $0.01 par value, 100 million shares authorized; none issued	0	0	0	0	0
Common stock, $0.01 par value, one billion shares authorized; 670 million shares issued; 2019 544 million shares outstanding; 2018 563 million shares outstanding	7	7	7	6	6
Additional paid-in capital	3,452	3,379	3,369	1,670	1,649
Retained earnings	8,580	7,039	6,011	5,518	5,038
Treasury stock, common, at cost: 2019 126 million shares; 2018 107 million shares	−3,380	−2,371	−2,116	−2,121	−1,765
Deferred compensation	0	4	1	0	—
Accumulated other comprehensive income (loss)	41	−27	−25	−22	−25
Total stockholders' equity	8,700	8,003	7,247	5,051	4,903
Total liabilities and stockholders' equity	43,786	37,520	38,627	28,818	26,375

Consolidated Statement of Cash Flows

Year Ended · In millions, except per-share amounts

Concept	FY 2019 2019-09-30	FY 2018 2018-09-30	FY 2017 2017-09-30	FY 2016 2016-09-30	FY 2015 2015-09-30
Deferred income taxes	26	−24	−11	−8	−23
Stock-based compensation	47	60	36	34	36
Provision for doubtful accounts on client and other receivables	13	69	6	5	—
Other, net	25	18	12	16	7
Investments segregated and on deposit for regulatory purposes	−16	831	1,521	−2,424	−1,189
Receivable from brokers, dealers and clearing organizations	−1,065	−40	23	−328	246
Receivable from clients, net	1,985	−5,536	−2,079	824	−1,131
Receivable from/payable to affiliates, net	−1	−79	−5	−11	6
Other receivables, net	−7	−129	41	−16	3
Securities owned, at fair value	−376	347	−135	94	−92
Other assets	−18	−39	−5	−17	45
Payable to brokers, dealers and clearing organizations	328	476	110	−667	286
Payable to clients	4,183	−2,223	−196	3,020	1,538
Accounts payable and other liabilities	75	−20	31	−58	39
Net cash provided by (used in) operating activities	7,620	−4,522	402	1,484	746
Purchase of property and equipment	−199	−229	−197	−105	−71
Proceeds from sale of property and equipment	0	12	0	0	—
Cash received from business-related divestiture	62	0	0	—	—
Cash paid in business acquisition, net of cash and cash equivalents acquired	0	−4	−1,288	0	0
Restricted cash and restricted cash equivalents acquired in business acquisition	0	0	2,374	—	—
Purchase of short-term investments	−1	−1	−66	−605	−506
Proceeds from sale and maturity of short-term investments	1	66	4	604	504
Purchase of investments available-for-sale, at fair value	−1,394	−392	0	−757	—
Proceeds from sale of investments available-for-sale, at fair value	299	643	0	—	—
Other, net	20	−3	0	0	3
Net cash provided by (used in) investing activities	−1,212	92	827	−863	−60
Proceeds from issuance of long-term debt	1,498	0	798	0	1,248
Payment of debt issuance costs	−12	−3	−8	0	−11
Principal payments on long-term debt	−500	0	−385	0	−569
Reimbursement (payment) of prepayment premium on long-term debt	−3	2	−54	—	—
Proceeds from senior revolving credit facilities	1,800	3,225	0	0	—
Principal payments on senior revolving credit facilities	−1,800	−3,225	0	0	—
Net proceeds from (payments on) securities sold under agreements to repurchase	−96	−1	97	0	0
Payment of cash dividends	−667	−477	−379	−362	−326
Proceeds from issuance of common stock	0	0	400	0	0
Proceeds from exercise of stock options	0	0	23	0	15
Purchase of treasury stock	−969	−255	0	−352	−364
Purchase of treasury stock for income tax withholding on stock-based compensation	−14	−17	−27	−30	−23
Payment for future treasury stock purchases under accelerated stock repurchase agreement	0	−31	0	0	—
Net cash provided by (used in) financing activities	−763	−782	465	−744	−168
Net increase (decrease) in cash, cash equivalents, restricted cash and restricted cash equivalents	5,645	−5,212	1,694	—	—
Interest paid	154	118	59	54	—
Income taxes paid	683	352	483	519	498
Issuance of common stock in acquisition	0	0	1,261	0	0

Filings

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Frequently asked questions

What is TD AMERITRADE HOLDING CORP's CIK number?

TD AMERITRADE HOLDING CORP's SEC CIK number is 0001173431 (1173431). The CIK (Central Index Key) is the permanent identifier the SEC assigns to every EDGAR filer — unlike a ticker symbol, it never changes.

Where can I find TD AMERITRADE HOLDING CORP's SEC filings?

All of TD AMERITRADE HOLDING CORP's EDGAR filings — 10-K annual reports, 10-Q quarterly reports, 8-K material events, and insider transactions — are listed on this page, sourced live from SEC EDGAR.

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