NOTE 11. FAIR VALUE

 

The following table provides the financial liabilities measured on a recurring basis and reported at fair value on the balance sheet as of December 31, 2024 and 2023, and indicates the fair value of the valuation inputs the Company utilized to determine such fair value of warrant liabilities and investment options:

 

   Level  December 31, 2024   December 31, 2023 
Warrant liabilities - January 2021 Warrants  3  $   $4 
Warrant liabilities - February 2021 Warrants  3       4 
Warrant liabilities - February 2022 Warrants  3   1,100    25,462 
Fair value of warrant liability     $1,100   $25,470 

 

   Level  December 31, 2024   December 31, 2023 
Wainwright investment options  3  $1,988   $23,608 
Fair value of investment option liability     $1,988   $23,608 

 

The warrant liabilities and investment options are all classified as Level 3, for which there is no current market for these securities such as the determination of fair value requires significant judgment or estimation. Changes in fair value measurement categorized within Level 3 of the fair value hierarchy are analyzed each period based on changes in estimates or assumptions and recorded within other income (expense) on the consolidated statements of operations and comprehensive loss

 

 

ENVERIC BIOSCIENCES, INC. AND SUBSIDIARIES

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS

 

Subsequent measurement

 

The following table presents the changes in fair value of the warrant liabilities, derivative liability, and investment options that are classified as Level 3:

 

   Total Warrant Liabilities 
Fair value as of December 31, 2022  $185,215 
Exercise of warrants   (65,349)
Change in fair value   (94,396)
Fair value as of December 31, 2023  $25,470 
Change in fair value   (24,370)
Fair value as of December 31, 2024  $1,100 

 

   Total Derivative Liability 
Fair value as of December 31, 2022  $727,000 
Change in fair value arising from redemption of Akos Series A Preferred Stock - See Note 9   (727,000)
Redemption of Series A Preferred Stock    
Fair value as of December 31, 2023  $ 

 

There was no activity related to the derivative liability during the year ended December 31, 2024.

 

   Total Investment Options 
Fair value as of December 31, 2022  $851,008 
Change in fair value   (208,752)
Exercise of investment options   (618,648)
Fair value of investment option liability as of December 31, 2023  $23,608 
Change in fair value   (21,620)
Fair value of investment option liability as of December 31, 2024  $1,988 

 

The key inputs into the Black Scholes valuation model for the Level 3 valuations of the warrant liabilities as of December 31, 2024 are below:

 

   January 2021 Warrants   February 2021 Warrants   February 2022 Warrants 
Term (years)   1.0    1.1    2.1 
Stock price  $5.38   $5.38   $5.38 
Exercise price  $3,712.50   $3,675.00   $412.50 
Dividend yield   %   %   %
Expected volatility   90.0%   90.0%   106.0%
Risk free interest rate   4.20%   4.20%   4.30%
                
Number of warrants   2,429    2,286    22,534 
Value (per share)  $   $   $0.003 

 

 

ENVERIC BIOSCIENCES, INC. AND SUBSIDIARIES

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS

 

The key inputs into the Black Scholes valuation model for the Level 3 valuations of the warrant liabilities as of December 31, 2023 are below:

 

   January 2021 Warrants   February 2021 Warrants   February 2022 Warrants Unmodified 
Term (years)   2.0    2.1    3.1 
Stock price  $19.50   $19.50   $19.50 
Exercise price  $3,712.50   $3,675.00   $412.50 
Dividend yield   %   %   %
Expected volatility   89.0%   88.0%   87.0%
Risk free interest rate   4.20%   4.20%   4.00%
                
Number of warrants   2,429    2,286    22,534 
Value (per share)  $0.00   $0.00   $1.20 

 

The key inputs into the Black Scholes valuation model for the Level 3 valuations of the investment options as of December 31, 2024 are below:

 

   H.C. Wainwright & Co., LLC Options 
Term (years)   2.6 
Stock price  $5.38 
Exercise price  $150.00 
Dividend yield   %
Expected volatility   108.0%
Risk free interest rate   4.30%
      
Number of investment options   4,667 
Value (per share)  $0.03 

 

The key inputs into the Black Scholes valuation model for the Level 3 valuations of the investment options as of December 31, 2023 are below:

 

   H.C. Wainwright & Co., LLC Options 
Term (years)   3.6 
Stock price  $19.50 
Exercise price  $150.00 
Dividend yield   %
Expected volatility   94.0%
Risk free interest rate   4.0%
      
Number of investment options   4,667 
Value (per share)  $5.10 

 

 

ENVERIC BIOSCIENCES, INC. AND SUBSIDIARIES

NOTES TO CONSOLIDATED FINANCIAL STATEMENTS

 

Historical Timeline

Fiscal YearFiled
2024Mar 28, 2025Showing above
2019Mar 25, 2020

About Fair Value Disclosures

Fair value disclosures classify all assets and liabilities measured at fair value into a three-level hierarchy: Level 1 (quoted market prices), Level 2 (observable inputs like yield curves), and Level 3 (unobservable inputs requiring management estimates). The proportion of Level 3 assets directly reflects how much of the balance sheet depends on internal models rather than market evidence.

Key signals: a growing Level 3 balance relative to total fair-value assets increases valuation uncertainty and earnings volatility risk. Watch for transfers between levels — assets moving from Level 2 to Level 3 often signal deteriorating market liquidity. Unrealized gains and losses on Level 3 positions flow through earnings or other comprehensive income, so large swings deserve scrutiny. For financial institutions, examine the sensitivity disclosures that show how Level 3 valuations change under alternative assumptions. Compare the fair value of debt against its carrying amount to gauge hidden leverage.